No demonstrated gender bias in double-blind peer review

The Editorial ‘Working double-blind’ (Nature 451, 605–606; 2008), also republished on this blog and stimulating more than 70 comments, referred to a study (1) that found more female first-author papers were published using a double-blind, rather than a single-blind, peer-review system. The data reported in ref. 1 have now been re-examined (2). The conclusion of ref. 1, that Behavioral Ecology published more papers with female first authors after switching to a double-blind peer-review system, is not in dispute. However, ref. 2 reports that other similar ecology journals that have single-blind peer-review systems also increased in female first-author papers over the same time period. After re-examining the analyses, Nature has concluded that ref. 1 can no longer be said to offer compelling evidence of a role for gender bias in single-blind peer review. In addition, upon closer examination of the papers listed in PubMed on gender bias and peer review, we cannot find other strong studies that support this claim. Thus, we no longer stand by the statement in the fourth paragraph of the Editorial, that double-blind peer review reduces bias against authors with female first names.

References

1. Budden, A. E. et al . Trends Ecol. Evol. 23, 4–6 (2008).

2. Webb, T. J. , O’Hara, B. & Freckleton, R. P. Trends Ecol. Evol. doi:10.1016/j.tree.2008.03.003 (2008).

Stem Cell paper and Insights are open for scrutiny

In the latest Nature Reports Stem Cells Inside the Paper feature, senior Nature editor Natalie DeWitt discusses the paper by H. H. Chang et al. ‘Transcriptome-wide noise controls lineage choice in mammalian progenitor cells’, published in Nature 453, 544-547 (2008).

The Editor’s summary of this paper: Even in clonal populations of cells, there is significant phenotypic variation from cell to cell. This could reflect the ‘noise’ inherent in gene expression: or the various cell states could represent stable phenotypic variants. Chang et al. analysed the behaviour of an ‘outlier’ in clonal populations of mouse haematoipoietic stem cells that had very high expressions of the stem cell marker Sca-1 and found that outliers possessed distinct transcriptomes. Though the transcriptomes eventually reverted back to that of the median cells, while they differed they could drive the cells to express characteristics of distinct cell fates. Thus clonal heterogeneity of gene expression may not be due to noise in the expression of individual genes, but rather is a manifestation of metastable states of a slowly fluctuating transcriptome. These fluctuations may govern the reversible, stochastic priming of multipotent progenitor cells in cell fate decision.

The Nature Reports Stem Cells article provides the details of what the peer-reviewers thought of this paper when it was submitted, and how the authors responded. The initial view of the three peer-reviewers can be summarized as follows:

Reviewer 1 In summary, we believe that this paper reports a novel and important biological mechanism for differentiation: it gives evidence that slow stochastic variations in stem cell state last for a long time and result in different fates. It relates the recent finding of slow fluctuations in human protein levels to the biological outcome of cell fate, and finds long lasting differences in transcriptomes in different subpopulations. It is an excellent choice for Nature, provided that the comments are addressed.

Reviewer 2 Although the phenomenon described is immensely interesting and the idea of heterogeneity being retained within even clonal populations of cells is plausible, the authors merely describe this phenomenon and in some instances, do not provide conclusive data to support their interpretation. If a mechanism was determined this would definitely aid in its novelty and interest. In its current form, I believe this manuscript should not be accepted at Nature.

Reviewer 3 This is a very timely and interesting paper, that should be of interest to a broad range of researchers. However, I have some serious concerns over the modeling.

The details of the reviewers’ concerns, and the authors’ response, can be read at Nature Reports Stem Cells,

You can also read a set of question-and-answer sessions between editor Monya Baker and several of the peer-reviewers of the recent Nature Insight on Regenerative Medicine, here on The Niche, the blog of Nature Reports Stem Cells.

Nature Neuroscience joins neuroscience peer-review consortium

Nature Neuroscience is joining a consortium of journals that enables reviews to be transferred from one journal to another, while allowing authors, referees and editors to control their degree of participation in the system flexibly. The reasons for the decision are explained in this month’s (April) Editorial (Nat. Neurosci. 11, 375; 2008). Briefly, in January, a group of editors, supported by the Society for Neuroscience, implemented a system for transfer of submitted manuscripts between journals that allows voluntary participation by authors, referees and editors, known as the Neuroscience Peer Review Consortium. This consortium reduces the overall reviewing workload of the community by allowing authors to continue the initial review process when their paper moves from one consortium journal to another, once the paper has been rejected or withdrawn from the first journal. This arrangement is similar to the manuscript transfer system that has been available within the Nature family of journals , and all the other journals published by Nature Publishing Group, for almost a decade.

The neuroscience transfer system, described in detail in the Editorial and at the Neuroscience Peer Review Consortium website, is voluntary for authors and peer-reviewers. Journal editors have full discretion in deciding how to use transferred reviews. The receiving editor may choose to accept or reject a paper based on these reviews, without further consideration; to send the paper to some or all of the previous referees for evaluation of the authors’ revisions; or to request a fresh set of reviews from new referees. Only comments to the authors are transferred to the receiving journal. Confidential comments to the editors are not passed along. Thus, to ensure transparency in the review process, both at Nature Neuroscience and at other journals after the paper has been transferred, journal editors encourage referees to include all their concerns about the paper in comments to the authors. According to the Nature Neuroscience Editorial, the small amount of extra time required to phrase comments diplomatically for the authors should be more than counterbalanced by the resulting improvement in the peer-review process.

Many members of the community have strong views on the issue of confidential comments, which can be found on the Action Potential blog, and which has previously been discussed at Peer to Peer. The success of the neuroscience journals’ transfer system will be evaluated at the end of this year. Nature Neuroscience editors will also be evaluating the journal’s participation on an ongoing basis, so they encourage authors, referees and readers to share their comments with the editors, either on Action Potential blog or privately by e-mail.

Open review at Scholarly Research Exchange

The newly launched journal Scholarly Research Exchange, published by Hindawi, is for original research articles in all areas of science, technology and medicine. The journal is operating a transparent peer-review system, in which authors and reviewers interact directly throughout the peer-review process. Authors submitting to Scholarly Research Exchange suggest potential reviewers, who are then approved by the journal’s editors. Reviewers are asked to provide an assessment of the quality of the manuscript, a written critique for the authors, and a written commentary for the journal’s readers. When the journal accepts its first articles for publication, the reviewers’ commentaries and their assessment of the manuscript’s quality will be published with them. In addition to these reviewers’ evaluations, members of the scientific community will be able to participate in a discussion around every manuscript.

A journal with a similar, but not identical, peer-review process is Biology Direct, published by BioMed Central, currently covering the areas of genomics, bioinformatics and systems biology, immunology, and mathematical biology. Biology Direct makes the author responsible for obtaining reviewers’ reports, via the journal’s editorial board, operates an open peer-review process, and publishes reviewers’ reports with the articles. It has been publishing articles since January 2006.

Nature Nanotechnology on reviewer performance statistics

How many papers does the typical researcher review in a year? How long do they take? And why do they do it? For the answers, read the Editorial in this month’s (March) issue of Nature Nanotechnology, “Who’d be a referee?” (3, 119; 2008). The Editorial reports some of the findings of the recent Publishing Research Consortium report on peer-review (previously discussed at Peer to Peer), whose survey revealed that the “average review takes about 8.6 hours (with a median of about 5 hours) and is completed within 3–4 weeks, although there are significant differences between the four broad subject areas covered by the survey: in the physical sciences and engineering, for instance, the average (mean) is 10.4 hours, compared with 6.3 for clinical researchers. Of course, on top of this, many researchers spend considerable time reviewing grant applications for funding agencies, which can be equally onerous and possibly even more important than reviewing papers.”

For similar statistics, and a more general discussion of the peer-review process in publishing, see the Nature Nanotechnology Editorial, or see here for Nature Cell Biology’s take.

Nature Cell Biology’s peer-review process

This month’s (March 2008) free-access Editorial in Nature Cell Biology (10, 247; 2008) addresses the journal’s peer-review process: specifically, what the journal does to ensure that its selection process is fair.

From the Editorial:

“A legitimate question for editors at Nature Cell Biology is whether we are considering alternatives to the status quo of anonymous peer review, in particular, why we do not use a ‘double blind’ process (which received significant endorsement in ”https://blogs.nature.com/peer-to-peer/2008/01/researchers_like_the_peerrevie.html">a recent survey of the Publishing Research Consortium). The existing process, based on a thorough pre-selection by five full-time editors and subsequent external peer review by carefully selected referees, works well — individual stories of woe notwithstanding."

The editorial goes on to outline how changes to the system, when being considered, must show a demonstrable improvement to the process. Several of the commonly proposed alternatives to the ‘single blind’ system are discussed in this light (see here for a recent popular debate on the topic at this blog). The Editorial concludes with a summary of the process as currently run by the Nature Cell Biology editors, together with the journal’s planned enhancments.

The editors welcome your views on the Editorial as comments to this post.

Further information about the Nature journals’ peer-review policies are available at the authors’ and reviewers’ website.

Connotea tags for peer-review.

Working double-blind [corrected]

This is the text of an editorial published in Nature in the 7 February issue (Nature 451; 605-606; 2008) . We, the journal editors, welcome your comments and suggestions.

Corrected 4 June 2008: Nature 453, 711 (2008).

Please see end of this post for text of correction correction to this editorial*

Should there be author anonymity in peer review?

Double-blind peer review, in which both authors and referees are anonymous, is apparently much revered, if not much practised. The Publishing Research Consortium (PRC) has assessed attitudes towards peer review among 3,000 academics in an international survey across the sciences and humanities. The results, released last month, strongly affirm the value of peer review [See earlier posting on Peer to Peer.]. They also highlight that 71% have confidence in double-blind peer review and that 56% prefer it to other forms of review. Support is highest with those who have experienced it (the humanities and social sciences) or where it is perceived to do the most good (among female authors). The least enthusiastic group is editors. So is it time for editors, and those at Nature in particular, to reconsider their position?

If referees know the authors’ identities, it may leave the latter vulnerable to biases about them or their previous work, their gender, their nationality or their being new to an area of research. But the PRC survey supports the contention of Nature and others that identifying authors stimulates referees to ask appropriate questions (for example, differentiating between a muddy technical explanation and poor experimental technique). Knowing author identities also makes it easier to compare the new manuscript with the authors’ previously published work, to ensure that a true advance is being reported. And knowing rather than guessing the identities of authors encourages reviewers to raise potential conflicts of interest to the editors.

Is there evidence that double-blind peer review presents a better alternative? It would do so if it generated more constructive comments in the minds of editors and authors, or if the identity of authors were truly protected, or if biases were reduced. So far, the jury is out. Although at least one study in the biomedical literature has suggested that double-blind peer review increases the quality of reviews, a larger study of seven medical journals (refs 2, 3) indicated that neither authors nor editors found significant difference in the quality of comments when both referees and authors were blinded. Referees could identify at least one of the authors on about 40% of the papers, undermining the raison d’être for double-blinding. The editors at the Public Library of Science abandoned double-blind peer review because too few requested it and authors were too readily identified.

The one bright light in favour of double-blind peer review is the measured reduction in bias against authors with female first names (shown in numerous studies, such as ref. 4 [previously discussed on Peer to Peer]). This suggests that authors submitting papers to traditionally minded journals should include the given names of authors only on the final, published version.

The double-blind approach is predicated on a culture in which manuscripts-in-progress are kept secret. This is true for the most part in the life sciences. But some physical sciences, such as high-energy physics, share preprints extensively through arXiv, an online repository. Thus, double-blind peer review is at odds with another ‘force for good’ in the academic world: the open sharing of information. The PRC survey found that highly competitive fields (such as neuroscience) or those with larger commercial or applied interests (such as materials science and chemical engineering) were the most enthusiastic about double-blinding, whereas fields with more of a tradition for openness (astronomy and mathematics) were decidedly less supportive.

Where does this leave journals? Editors have the responsibility to provide a neutral bridge between referees and authors and so may help to better shield authors from bias. Easily said! The evidence of the PRC survey suggests little faith in that impartiality, but editors — certainly at Nature and its related journals — take that responsibility seriously.

Nature’s policies over the years have generally moved towards greater transparency. Coupling that with the lack of evidence that double-anonymity is beneficial makes this journal resistant to adopting it as the default refereeing policy any time soon. But many of our readers are referees as well as authors. We welcome their views on author anonymity from both vantage points.

1. Publishing Research Consortium Peer Review in Scholarly Journals (Mark Ware Consulting, Bristol, 2008).

2. Justice, A. C. et al. J. Am. Med. Assoc. 280, 240–242 (1998).

3. Cho, M. K. et al. J. Am. Med. Assoc. 280, 243–245 (1998).

4. Budden, A. E. et al. Trends Ecol. Evol. 23, 4–6 (2008).

The Nature journals’ peer-review policies are described at our Author and Reviewers’ website, where you can also find links to our editorials on the topic, all free to access.

CORRECTION to the editorial:

The Editorial ‘Working double-blind’ (Nature 451, 605–606; 2008) referred to a study1 that found more female first-author papers were published using a double-blind, rather than a single-blind, peer-review system. The data reported in ref. 1 have now been re-examined2. The conclusion of ref. 1, that Behavioral Ecology published more papers with female first authors after switching to a double-blind peer-review system, is not in dispute. However, ref. 2 reports that other similar ecology journals that have single-blind peer-review systems also increased in female first-author papers over the same time period. After re-examining the analyses, Nature has concluded that ref. 1 can no longer be said to offer compelling evidence of a role for gender bias in single-blind peer review. In addition, upon closer examination of the papers listed in PubMed on gender bias and peer review, we cannot find other strong studies that support this claim. Thus, we no longer stand by the statement in the fourth paragraph of the Editorial, that double-blind peer review reduces bias against authors with female first names.

References

Budden, A. E. et al . Trends Ecol. Evol. 23, 4–6 (2008).

Webb, T. J. , O’Hara, B. & Freckleton, R. P. Trends Ecol. Evol. doi:10.1016/j.tree.2008.03.003 (2008).

Searching for duplicate publication

Much attention is being given to a Commentary in the current issue of Nature (Nature 451, 379-399; 2008), A tale of two citations, some of which I have attempted to encapsulate in this Nautilus post, for those interested. Although the issues immediately concern a possible increase in duplicate publication and plagiarism, as detected by software systems and database searches, peer reviewers are an integral part of the check/balance procedures that journals use. For this reason, I thought it well worth highlighting here the comment by Brian Derby at the Nature Network forum currently discussing these questions. Part of Dr Derby’s response:

“As a referee I have identified duplicate or severely overlapping content while reviewing papers in the past (for reasonably high profile/impact factor journals). I do not search for duplication routinely but, as someone who is used to referee papers in particular niche areas, I received both papers in one instance and in another I had read an on-line pre-pub before receiving the duplicate. The authors will not be named as that would break referee confidentiality but they were from well known institutions in the developed world.

What was the common factor (apart from the paper!) – the authors were relatively junior new appointments. Younger academics seem to feel themselves under a lot of pressure to publish. In my department I believe that my younger colleagues are much more sensitive to impact factor than is possibly healthy when they consider where to publish an article.”

Researchers like the peer-review system

The Publishing Research Consortium publishes a study this month (January 2008) in whch more than 3,000 senior authors, reviewers and editors were asked about the peer-review system. The conclusions are that researchers want to “improve, not change, the system of peer review for journal articles”. According to the report, a summary of which is available (1.7 MB; PDF), more than 93 per cent of respondents believe that peer review is necessary, and more than 85 per cent say that it helps to improve scientific communications and increases the overall quality of published papers.

Although many respondents pointed out the operational difficulties in double-blind peer review, two-thirds of respondents felt that it is the most objectively fair system, compared with single-blind (the current prevalent system). Alternatives such as post-publication and open peer-review were not popular.

While of the majority of respondents saw peer review as an effective filter for research, some did not think it was effective at detecting plagiarism, fraud or misconduct. Interestingly, most reviewers among the respondents thought that paying peer-reviewers would be too expensive for publishers; most of them said that they perform reviewing as part of their support to their research community.

The full report is available here (1 GB; PDF). According to the Publishing Research Consortium, the main objective of the study was “to measure the attitudes and behaviour of the academic community with regard to peer review. This will inform debate concerning peer review, and underpin discussions, either in discussion lists or at future workshops/conferences.”

This new report comes as the NIH (National Institutes of Health) finish analysing the thousands of responses to their assessment of grant peer review. Lawrence Tabak and colleagues are filtering the list into a set of key recommendations, which will be given to Elias Zerhouni, director of NIH, at the end of February.

Update, 29 Jan 2008. Nature Neuroscience discusses the NIH peer-review exercise in its February issue Editorial (Rethinking grant review Nature Neuroscience 11, 119; 2008).

Double-blind peer review reveals gender bias

Double-blind peer review, in which neither author nor reviewer identity are revealed, was introduced by the journal Behavioral Ecology in 2001. Amber E. Budden et al., in an article published in Trends in Ecology and Evolution this month (Trends Ecol. Evol. 23, 4-6; 2008) report “a significant increase in female first-authored papers” compared with a similar journal, Behavioral Ecology and Sociobiology. From the authors’ conclusions:

“A difference of 7.9% in the proportion of female first-authored papers following the implementation of double-blind review in BE is ”https://www.nsf.gov/statistics/nsf07305/“>three times greater than the recorded increase in female ecology graduates in the USA across the same time period and represents a 33% increase in the representation of female authors. Furthermore, this increased representation of female authors more accurately reflects the ”https://www.nsf.gov/statistics/wmpd/employ.htm">(US) life sciences academic workforce composition, which is 37% female.

The consequences of this shift could extend beyond publications. If females are less successful in publishing research on account of their gender, then given the current practices associated with appointment and tenure, and the need for women dramatically to out-compete their male counterparts to be perceived as equal [C. Wenneras and A. Wold, Nepotism and sexism in peer-review, Nature 387 341–343; 1997] any such publication bias impedes the progress of women to more advanced professional stages."